Date:  April 2, 2014




NASA Should Use an Ethics Framework When Making Decisions About Health Standards For Long Duration and Exploration Spaceflights


WASHINGTON – NASA should use an ethics framework when deciding whether, and under what conditions, spaceflights that venture outside low Earth orbit or extend beyond 30 days are acceptable if they do not meet current health standards, says a new report from the Institute of Medicine, the health arm of the National Academy of Sciences.  Exceptions to existing health standards should be granted by NASA on a mission-by-mission basis, and any exceptions should be rare and occur only in extenuating circumstances.  The report provides an ethics framework based on six principles and related ethics responsibilities to guide NASA’s decision making for such missions.  The committee that wrote the report did not make conclusions or recommendations about the value or advisability of future human spaceflight, the prioritization of NASA activities, or the appropriate level of funding NASA should receive to support human spaceflight activities.


For any mission, NASA has to make numerous decisions that balance mission necessity against health and safety risks for the crew, technological feasibility, and financial costs.  The possible health risks -- such as vision impairments, bone demineralization, radiation exposure, and impact on behavior -- vary from mission to mission.  Long duration and exploration spaceflights, including extended stays on the International Space Station and trips to Mars, will likely expose crews to increased risks.  As part of its risk management process to protect the health and safety of astronauts, NASA has adopted standards to provide a healthy and safe environment before, during, and after all flights.  The committee stressed that NASA's policies to initiate and revise health standards should reflect the most relevant and up-to-date evidence, but recommended that NASA explicitly indicate how these policies are consistent with the ethics principles described in the report.


"From its inception, space exploration has pushed the boundaries and risked the lives and health of astronauts," said chair of the committee Jeffrey Kahn, Levi Professor of Bioethics and Public Policy, Johns Hopkins Berman Institute of Bioethics, Baltimore.  "Determining where those boundaries lie and when to push the limits is complex.  NASA will continue to face decisions as technologies improve and longer and farther spaceflights become feasible.  Our report builds upon NASA's work and compiles the ethics principles and decision-making framework that should be an integral part of discussions and decisions regarding health standards for long duration and exploration spaceflight."


The committee provided a three-level framework that NASA should follow to make decisions about long duration and exploration spaceflights that are unlikely to meet current health standards.  The first decision level requires NASA to decide whether it is acceptable to risk astronaut health and safety for missions that could exceed the health standards.  If NASA decides such missions are ethically acceptable, it must then determine the process and criteria for granting exceptions.  The second decision level has NASA determine whether a specific mission that is unlikely to meet health standards is ethically acceptable.  If a mission is deemed ethically acceptable, the third decision level focuses on the selection of the crew for the mission and an astronaut’s decision to participate on that mission.


Within each of the framework's levels are ethics principles that should help guide decisions.

·         Avoid harm by preventing harm, exercising caution, and removing or mitigating harms that occur.

·         Provide benefits to society.

·         Seek a favorable and acceptable balance of risk of harm and potential for benefit.

·         Respect autonomy by allowing individual astronauts to make voluntary decisions regarding participation in proposed missions.

·         Ensure fair processes and provide equality of opportunity for mission participation and crew selection.

·         Recognize fidelity and the individual sacrifices made for the benefit of society, as well as honor societal obligations in return by offering health care and protection for astronauts during a mission and over the course of their lifetimes.


The committee also recommended that NASA recognize a set of ethical responsibilities derived from the above ethics principles when considering the health standards for long duration and exploration spaceflights.  Some of the responsibilities include to:

·         ensure fully informed decision making by astronauts regarding the risks of long duration and exploration spaceflights;

·         solicit independent advice regarding health standards for these missions;

·         adhere to a continuous learning strategy so health standards evolve and improve over time;

·         communicate with all relevant stakeholders in a procedurally transparent, fair, and timely manner the rationale for, and possible impacts related to, any decision about health standards;

·         provide equality of opportunity for participation in long duration and exploration missions;

·         require preventive long-term health screening and surveillance of astronauts and lifetime health care; and

·         develop and apply policies that protect the privacy and confidentiality of astronaut health data.


The study was sponsored by NASA.  Established in 1970 under the charter of the National Academy of Sciences, the Institute of Medicine provides independent, objective, evidence-based advice to policymakers, health professionals, the private sector, and the public.  The National Academy of Sciences, National Academy of Engineering, Institute of Medicine, and National Research Council make up the National Academies.  A committee roster follows.



Jennifer Walsh, Senior Media Relations Officer

Chelsea Dickson, Media Relations Associate

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Pre-publication copies of Health Standards for Long Duration and Exploration Spaceflight: Ethics Principles, Responsibilities, and Decision Framework are available from the National Academies Press on the Internet at or by calling 202-334-3313 or 1-800-624-6242.  Reporters may obtain a copy from the Office of News and Public Information (contacts listed above).

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Board on Health Sciences Policy


Committee on Ethics Principles and Guidelines for Health Standards for

Long Duration and Exploration Spaceflights


Jeffrey Kahn, M.Ph., Ph.D. (chair)

Levi Professor of Bioethics and Public Policy

Berman Institute of Bioethics

Johns Hopkins University



Nancy E. Conrad

Founder and Chair

The Conrad Foundation

Washington, D.C.


Peter F. Demitry, M.D.


4D Enterprises LLC

Haymarket, Va.


Bonnie J. Dunbar, Ph.D., M.S.

M.D. Anderson Professor of Mechanical and Biomedical Engineering


STEM Center

University of Houston

Seabrook, Texas


Barbara J. Evans, Ph.D., L.L.M., J.D.

Professor of Law and George Butler Research Professor, and

Director of the Center on Biotechnology and Law

University of Houston Law Center



Bernard A. Harris Jr., M.D., M.S.

CEO and Managing Director

Vesalius Ventures



David G. Hoel, Ph.D.

Distinguished University Professor

Department of Biostatistics, Bioinformatics, and Epidemiology

Medical University of South Carolina



Jonathan Kimmelman, Ph.D.

Associate Professor in Biomedical Ethics

Biomedical Ethics Unit

McGill University



Anna C. Mastroianni, J.D., M.Ph.

Assistant Professor

Institute for Public Health Genetics

University of Washington School of Law



Lawrence A. Palinkas, Ph.D., M.A.

Albert G. and Frances Lomas Feldman Professor of Social Policy and Health

School of Social Work

University of California, San Diego

Los Angeles


Carol E.H. Scott-Conner, Ph.D., M.D., M.B.A.

Professor of Surgery

Department of Surgery

University of Iowa Hospitals and Clinics

Iowa City


Michael A. Silverstein, M.D., M.Ph.

Clinical Professor

Environmental and Occupational Health

University of Washington School of Public Health



Ronald E. Turner, Ph.D., M.S.

Distinguished Analyst

ANSER (Analytic Services Inc.)

Arlington, Va.


R. Leonard Vance, J.D.


School of Engineering

Department of Mechanical Engineering

Virginia Commonwealth University



Gregory R. Wagner, M.D.

Senior Adviser to the Director

National Institute for Occupational Safety and Health

Washington, D.C.




Catharyn T. Liverman

Co-Study Director


Margaret A. McCoy

Co-Study Director